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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM 10QSB

[ x ]

Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2002

 

OR

[    ]

Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

For the transition period from to

COMMISSION FILE NUMBER 0-27094

FIRST AMERICAN SCIENTIFIC CORP.
(Exact name of registrant as specified in its charter)

NEVADA
(State of other jurisdiction of incorporation or organization)

88-0338315
(IRS Employer Identification Number)

100 Park Royal South
Suite 811
Vancouver, British Columbia
Canada V7T 1A2
(Address of principal executive offices)

(604) 931-9035
(Registrant's telephone number, including area code)

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
Yes [ x ] No [ ]

Indicate the number of shares outstanding of each of the issuer's classes of common stock, as of September 30, 2002: 145,764,921

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PART I.  

ITEM 1. FINANCIAL STATEMENTS

Board of Directors
First American Scientific Corp.
Vancouver, BC

ACCOUNTANT'S REVIEW REPORT

We have reviewed the accompanying consolidated balance sheet of First American Scientific Corp. as of September 30, 2002 and the related statements of operations, stockholders' equity, and cash flows for the three months ended September, 2002 and 2001. These financial statements are the responsibility of the Company's management.

We conducted our review in accordance with standards established by the American Institute of Certified Public Accountants. A review of interim financial information consists principally of applying analytical procedures to financial data and making inquiries of persons responsible for financial and accounting matters. It is substantially less in scope than an audit in accordance with auditing standards generally accepted in the United States of America, the objective of which is the expression of an opinion regarding the financial statements taken as a whole. Accordingly, we do not express such an opinion.

Based on our review, we are not aware of any material modifications that should be made to the accompanying financial statements in order for them to be in conformity with accounting principles generally accepted in the United States of America.

The financial statements for the year ended June 30, 2002 were audited by us and we expressed an unqualified opinion on them in our report dated September 12, 2002, but we have not performed any auditing procedures since that date.

The accompanying financial statements have been prepared in conformity with accounting principles generally accepted in the United States of America, which contemplates continuation of the Company as a going concern. As discussed in Note 2, the Company has an accumulated deficit of $9,152,310 at September 30, 2002 and has limited sales volume. These factors raise substantial doubt about the Company's ability to continue as a going concern. Management's plans regarding those matters also are described in Note 2. The financial statements do not include any adjustments that might result from the outcome of this uncertainty.

/s/ Williams & Webster, P.S.
Williams & Webster, P.S.
Certified Public Accountants
Spokane, Washington
November 12, 2002

 

F-1

-2-


 

FIRST AMERICAN SCIENTIFIC CORP.
CONSOLIDATED BALANCE SHEETS

 

 

September 30,
2002

 

 

June 30,
2002

ASSETS

 

(unaudited)

 

 

(unaudited)

 

 

 


 

 

Restated


CURRENT ASSETS

 

 

 

 

 

 

Cash

$

17,082

 

$

126,144

 

Accounts receivable

 

172,433

 

 

130,932

 

Refundable research and development tax credit

 

87,189

 

 

83,085

 

Sales tax refunds

 

-

 

 

27,957

 

Prepaid expenses and other assets

 

20,166

 

 

10,000

 

Inventory

 

490,442


 

 

490,442


 

 

 

TOTAL CURRENT ASSETS

 

787,312


 

 

868,560


PROPERTY AND EQUIPMENT

 

 

 

 

 

 

Property and equipment

 

307,377

 

 

311,631

 

Less: Accumulated depreciation

 

(104,200)


 

 

(90,295)


 

 

 

TOTAL PROPERTY AND EQUIPMENT

 

203,177


 

 

221,336


OTHER ASSETS

 

 

 

 

 

 

Technology rights, net of amortization

 

1,247,992

 

 

1,279,743

 

Patents and manufacturing rights, net of amortization

 

168,160

 

 

172,327

 

Deposits

 

1,432


 

 

1,432


 

 

 

TOTAL OTHER ASSETS

 

1,417,584


 

 

1,453,502


NET ASSETS DISTRIBUTED TO SUBSIDIARY

 

-

 

 

268,835

TOTAL ASSETS

$

2,408,073


 

$

2,812,233


LIABILITIES AND STOCKHOLDERS' EQUITY

 

 

 

 

 

CURRENT LIABILITIES

 

 

 

 

 

 

Accounts payable and accrued expenses

$

152,154

 

$

127,880

 

Accounts payable to related parties

 

60,788


 

 

152,192


 

 

 

TOTAL CURRENT LIABILITIES

 

212,942


 

 

280,072


LONG TERM LIABILITIES

 

 

 

 

 

 

Notes payable to related parties

 

38,107

 

 

-

 

Notes payable

 

31,415


 

 

-


 

 

 

TOTAL LONG-TERM LIABILITIES

 

69,522


 

 

-


COMMITMENTS AND CONTINGENCIES

 

6,127


 

 

6,127


MINORITY INTEREST IN SUBSIDIARY

 

192,350


 

 

243,590


STOCKHOLDERS' EQUITY

 

 

 

 

 

 

Common stock - $.001 par value,

 

 

 

 

 

 

 

200,000,000 shares authorized; and 145,764,921

 

 

 

 

 

 

 

142,213,018 shares issued and outstanding, respectively

 

145,765

 

 

142,213

 

Additional paid-in capital

 

10,815,717

 

 

11,105,694

 

Stock options

 

195,780

 

 

195,780

 

Accumulated deficit

 

(9,152,310)

 

 

(9,151,400)

 

Accumulated other comprehensive income (loss)

 

(2,171)


 

 

(9,843)


 

 

 

TOTAL STOCKHOLDERS' EQUITY

 

2,002,781


 

 

2,282,444


TOTAL LIABILITIES AND STOCKHOLDERS' EQUITY

$

2,408,073


 

$

2,812,233


See accountant's review report.

F-2

 

FIRST AMERICAN SCIENTIFIC CORP.
CONSOLIDATED STATEMENTS OF OPERATIONS
AND COMPREHENSIVE INCOME (LOSS)

 

 

 

 

 

 

 

Three Months Ended
September 30,


 

 

 


2002
(unaudited)


 

 

2001
(unaudited)
Restated


REVENUES

 

$

5,962

 

$

-

COST OF SALES

 

 

-


 

 

-


GROSS PROFIT

 

 

5,962

 

 

-

OPERATING EXPENSES

 

 

 

 

 

 

 

Advertising

 

 

-

 

 

7,284

 

Amortization and depreciation

 

 

51,498

 

 

34,032

 

Professional services

 

 

86,450

 

 

-

 

Wages

 

 

133,197

 

 

-

 

Research and development

 

 

10,109

 

 

-

 

General and administration

 

 

24,126

 

 

178,615

 

Rent

 

 

8,176


 

 

-


 

 

Total Operating Expenses

 

 

313,556


 

 

219,931


 

 

 

 

 

 

 

LOSS FROM CONTINUING OPERATIONS

 

 

(307,594)

 

 

(219,931)

LOSS FROM DISTRIBUTED SUBSIDIARY

 

 

(76,882)


 

 

(67,661)


LOSS BEFORE INCOME TAXES

 

 

(384,476)

 

 

(287,592)

INCOME TAXES

 

 

-


 

 

-


NET LOSS BEFORE ALLOCATION TO MINORITY INTEREST

 

 

(384,476)

 

 

(287,592)

ALLOCATION OF LOSS TO MINORITY INTEREST

 

 

51,240


 

 

-


NET LOSS

 

 

(333,236)

 

 

(287,592)

OTHER COMPREHENSIVE INCOME (LOSS)

 

 

 

 

 

 

 

Foreign currency translation gain (loss)

 

 

7,672


 

 

(1,399)


COMPREHENSIVE NET LOSS

 

$

(325,564)


 

$

(288,991)


 

NET LOSS PER COMMON SHARE,

 

 

 

 

 

 

 

 

BASIC AND DILUTED

 

$

Nil


 

$

Nil


 

WEIGHTED AVERAGE NUMBER OF

 

 

 

 

 

 

 

 

COMMON SHARES OUTSTANDING,

 

 

 

 

 

 

 

 

BASIC AND DILUTED

 

 

144,429,101


 

 

131,416,351


 

 

See accountant's review report.

F -3

-4-


 

FIRST AMERICAN SCIENTIFIC CORP.
CONSOLIDATED STATEMENT OF STOCKHOLDERS' EQUITY

 

 

 

 

 

 

 

 

 

 

 

Accumulated

 

 

 

 

 

 

Common Stock


 

Additional
Paid-in

 


Stock

 


Accumulated

 

Other
Comprehensive

 

Total
Stockholders'

 

 

 

Shares


 

Amount


 

Capital


 

Options


 

Deficit


 

Income (loss)


 

Equity


 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Balance, June 30, 2001

 

130,733,018

 

 

130,733

 

 

9,959,034

 

 

218,210

 

 

(7,013,749)

 

 

(2,557)

 

 

3,291,671

Common stock issued for cash of $189,850 and services of $82,850 at $0.09 per share

 


2,885,000

 

 


2,885

 

 


269,815

 

 


-

 

 


-

 

 


-

 

 


272,700

Common stock issued for compensation at $0.09 per share

 


3,600,000

 

 


3,600

 

 


316,880

 

 


-

 

 


-

 

 


-

 

 


320,480

Common stock issued for legal services at $0.10 per share

 


250,000

 

 


250

 

 


24,750

 

 


-

 

 


-

 

 


-

 

 


25,000

Common stock issued for KDS machine at $0.09 per share

 


500,000

 

 


500

 

 


44,500

 

 

 

 

 

 

 

 

 

 

 


45,000

Common stock issued for equipment at $0.13 per share

 


100,000

 

 


100

 

 


12,740

 

 

 

 

 

 

 

 

 

 

 


12,840

Common stock issued for accounts payable at $0.095 per share

 


100,000

 

 


100

 

 


9,400

 

 

 

 

 

 

 

 

 

 

 


9,500

Common stock issued from options for services at $0.09 per share


3,925,000

 

 


3,925

 

 


453,695

 

 


(100,210)

 

 

 

 

 

 

 

 


357,410

Common stock issued for rent expenses at $0.125 per share

 


120,000

 

 


120

 

 


14,880

 

 


-

 

 


-

 

 


-

 

 


15,000

Options issued for services

 

 

 

 

 

 

 

 

 

 

77,780

 

 

 

 

 

 

 

 

77,780

Foreign currency translation loss

 

-

 

 

-

 

 

-

 

 

-

 

 

-

 

 

(7,286)

 

 

(7,286)

Net loss for the year ended June 30, 2002

 

-


 

 

-


 

 

-


 

 

-


 

 

(2,137,651)


 

 

-


 

 

(2,137,651)


Balance, June 30, 2002

 

142,213,018

 

 

142,213

 

 

11,105,694

 

 

195,780

 

 

(9,151,400)

 

 

(9,843)

 

 

2,282,444

Net assets distributed to shareholders of VideoMovieHouse

 


-

 

 


-

 

 


(523,827)

 

 


-

 

 


332,326

 

 


-

 

 


(191,501)

Common stock issued for consulting services at $0.07 per share

 


1,201,903

 

 


1,202

 

 


78,450

 

 


-

 

 


-

 

 


-

 

 


79,652

Common stock issued as compensation at $0.07 per share

 


2,000,000

 

 


2,000

 

 


138,000

 

 


-

 

 


-

 

 


-

 

 


140,000

Common stock issued for legal fees at $0.05 per share

 


250,000

 

 


250

 

 


12,500

 

 


-

 

 


-

 

 


-

 

 


12,750

Common stock issued for professional services at $0.05 per share

 


100,000

 

 


100

 

 


4,900

 

 


-

 

 


-

 

 


-

 

 


5,000

Foreign currency translation loss

 

-

 

 

-

 

 

-

 

 

-

 

 

-

 

 

7,672

 

 

7,672

Net loss for the three months ended September 30, 2002

 


-


 

 


-


 

 


-


 

 


-


 

 


(333,236)


 

 


-


 

 


(333,236)


Balance, September 30, 2002, unaudited

 

145,764,921


 

$

145,765


 

$

10,815,717


 

$

195,780


 

$

(9,152,310)


 

$

(2,171)


 

$

2,002,781


 

 

See accountant's review report.

F-4

-5-


 

FIRST AMERICAN SCIENTIFIC CORP.
CONSOLIDATED STATEMENTS OF CASH FLOWS

 

 

Three Months Ended
September 30,


 

 

2002
(unaudited)

 

 

2001
(unaudited)

 

 

 


 

 

Restated


CASH FLOWS PROVIDED (USED) IN OPERATING ACTIVITIES

 

 

 

 

 

 

Net loss

$

(384,476)

 

$

(287,592)

 

Discontinued operations

 

77,334

 

 

67,661

 

Loss allocated to minority interest

 

51,240

 

 

-

 

Depreciation and amortization

 

51,498

 

 

34,032

 

Stock and options issued for services and compensation

 

237,402

 

 

-

 

Adjustments to reconcile net loss to net cash

 

 

 

 

 

 

 

used by operations:

 

 

 

 

 

 

 

Amounts used from trust for accounts payable

 

-

 

 

42,793

 

 

Compensation and other expenses paid with stock

 

-

 

 

34,000

 

 

Decrease (increase) in accounts receivable

 

(41,501)

 

 

(22,606)

 

 

Decrease (increase) in taxes and tax credits

 

23,856

 

 

-

 

 

Decrease (increase) in inventory

 

-

 

 

(128,136)

 

 

Decrease (increase) in deposits and prepaid expenses

 

(10,166)

 

 

32,607

 

 

(Decrease) increase in accounts payable

 

(24,273)

 

 

20,393

 

 

(Decrease) increase in accounts payable, related party

 

-


 

 

-


Net cash (used) in operating activities

 

(19,086)


 

 

(206,848)


CASH FLOWS PROVIDED (USED) IN

 

 

 

 

 

 

INVESTING ACTIVITIES

 

 

 

 

 

 

 

Cash provided by minority interest

 

113,505

 

 

-

 

 

Investment in technology

 

-

 

 

(8,884)

 

 

Cash from discontinued operation

 

(12,842)

 

 

-

 

 

Investment in discontinued operations

 

(186,969)


 

 

-


Net cash used in investing activities

 

(86,306)


 

 

(8,884)


CASH FLOWS PROVIDED (USED) IN FINANCING ACTIVITIES

 

 

 

 

 

 

 

Proceeds from borrowing

 

69,522

 

 

32,916

 

 

Repayment of borrowing

 

(91,404)

 

 

-

 

 

Proceeds from sales of stock

 

-


 

 

12,500


Net cash provided by financing activities

 

(21,882)


 

 

45,416


NET INCREASE (DECREASE) IN CASH

 

(127,274)

 

 

(170,316)

Other comprehensive loss

 

-

 

 

(1,399)

CASH - Beginning of year

 

144,356


 

 

175,146


CASH - End of period

$

17,082


 

$

3,431


SUPPLEMENTAL CASHFLOW DISCLOSURES:

 

 

 

 

 

 

Interest Expense

$

-


 

$

-


 

Income Taxes

$

-


 

$

-


NON-CASH TRANSACTIONS:

 

 

 

 

 

 

 

Common stock issued for services and compensations

 

$

237,402

 

 

$

34,000

See accountant's review report.

F-5

-6-


FIRST AMERICAN SCIENTIFIC CORP.
Notes to the Consolidated Financial Statements
September 30, 2002

NOTE 1 - ORGANIZATION AND DESCRIPTION OF BUSINESS

First American Scientific Corp. (hereinafter "the Company" or "FASC") was incorporated in April 1995 under the laws of the State of Nevada primarily for the purpose of manufacturing and operating equipment referred to as the KDS Micronex System. This patented process has the capability of reducing industrial material such as limestone, gypsum, zeolite, wood chips, bio-waste, rubber and ore containing precious metals to a fine talcum-like powder. The process can significantly increase the end value of the host material. The Company maintains an office in Vancouver, British Columbia, Canada.

The Company, through VMH, has developed an internet sales site known as VMH Videomoviehouse.com Inc. The site is designed to sell videos, CDs and books and, as technology advancements permit, is expected to become a virtual video rental store. See Note 12.

In September 1999, the Company entered into an agreement with VMH Videomoviehouse.com Inc., ("VMH") a British Columbia company whereby the Company acquired 100% of the common shares and the technology of VMH in return for a cash consideration of $250,000. (See Note 7). VMH possesses domain names, a web page, and technology for the sale of videos, DVD's, and CD's through the internet.

The Company formed First American Power Corp, formerly 521345 BC Ltd., a wholly owned subsidiary, in 1998 in order to provide research and development services exclusively to First American Scientific Corp. that are eligible for Canadian research and development credits and, when feasible, operate a profitable production facility in Canada.

The Company formed Alternative Green Energy Systems, Inc. (hereinafter "AGES") in 2002 for the purpose of using FASC's licensed technology and patents to manufacturer, sell, operate and use the KDS machines in combination with available expertise in wood dust burning technology. See Note 10. The Company owns 43.48% and has management control of AGES. William E. Barber owns 43.48% and Hydro-Quebec Capitech Inc. owns 13.04% of AGES.

The Company's year-end is June 30 th .

Impairment of Long-Lived Assets
In October 2001, the Financial Accounting Standards Board issued Statement of Financial Accounting Standards No. 144, "Accounting for the Impairment or Disposal of Long-Lived Assets" (SFAS No. 144). SFAS No. 144 replaces SFAS 121, "Accounting for the Impairment of Long-Lived Assets and for Long-Lived Assets to Be Disposed Of." This standard establishes a single accounting model for long-lived assets to be disposed of by sale, including discontinued operations. Statement 144 requires that these long-lived assets be measured at the lower of carrying amount or fair value less cost to sell, whether reported in continuing operations or discontinued operations. This statement is effective beginning for fiscal years after December 15, 2001, with earlier application encouraged. The Company believes the adoption of SFAS No. 144 will not have a material impact on the financial statements of the Company at June 30, 2002.

F-6

-7-


FIRST AMERICAN SCIENTIFIC CORP.
Notes to the Consolidated Financial Statements
September 30, 2002

NOTE 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES

Impairment of Long-Lived Assets (continued)
This summary of significant accounting policies of First American Scientific Corp. is presented to assist in understanding the Company's financial statements. The financial statements and notes are representations of the Company's management, which is responsible for their integrity and objectivity. These accounting policies conform to accounting principles generally accepted in the United States of America and have been consistently applied in the preparation of the financial statements.

Interim Financial Statements
The interim financial statements for the period ended September 30, 2002, included herein have not been audited, at the request of the Company. They reflect all adjustments, which are, in the opinion of management, necessary to present fairly the results of operations for the period. All such adjustments are normal recurring adjustments. The results of operations for the period presented is not necessarily indicative of the results to be expected for the full fiscal year.

Going Concern
The accompanying financial statements have been prepared assuming that the Company will continue as a going concern. This basis of accounting contemplates the recovery of the Company's assets and the satisfaction of its liabilities in the normal course of operations.

As shown in the accompanying financial statements, the Company has incurred an accumulated deficit of $9,152,310 through September 30, 2002 and has minimal revenues. Although the Company recorded $1,108,087 in sales during the year ended June 30, 2002, it also generated a loss from operations of $879,067. These factors raise substantial doubt about the Company's ability to continue as a going concern.

Management plans to undertake a comprehensive review of its ongoing business to substantially increase sales through current channels and develop new sales opportunities.

Management has established plans designed to increase the sales of the Company's products by continued research and development and combining technology through AGES.

The financial statements do not include any adjustments relating to the recoverability and classification of recorded assets, or the amounts and classification of liabilities that might be necessary in the event the Company cannot continue in existence.

Management intends to seek new capital from new equity securities offerings that will, if successful, provide funds needed to increase liquidity, fund internal growth and fully implement its business plan. However, there is no assurance that the Company will raise the required capital. If the Company is unable to raise the required capital, then it will assess its future business viability.

F-7

-8-


FIRST AMERICAN SCIENTIFIC CORP.
Notes to the Consolidated Financial Statements
September 30, 2002

NOTE 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued)

Accounting Method
The Company uses the accrual basis of accounting in accordance with accounting principles generally accepted in the United States of America.

Derivative Instruments
The Financial Accounting Standards Board issued Statement of Financial Accounting Standards ("SFAS") No. 133, "Accounting for Derivative Instruments and Hedging Activities," as amended by SFAS No. 137, "Accounting for Derivative Instruments and Hedging Activities - Deferral of the Effective Date of FASB No. 133", and SFAS No. 138, "Accounting for Certain

Derivative Instruments and Certain Hedging Activities", which is effective for the Company as of January 1, 2001. This standard establishes accounting and reporting standards for derivative instruments, including certain derivative instruments embedded in other contracts, and for hedging activities. It requires that an entity recognize all derivatives as either assets or liabilities in the consolidated balance sheet and measure those instruments at fair value.

If certain conditions are met, a derivative may be specifically designated as a hedge, the objective of which is to match the timing of gain or loss recognition on the hedging derivative with the recognition of (i) the changes in the fair value of the hedged asset or liability that are attributable to the hedged risk or (ii) the earnings effect of the hedged forecasted transaction. For a derivative not designated as a hedging instrument, the gain or loss is recognized in income in the period of change.

Historically, the Company has not entered into derivatives contracts to hedge existing risks or for speculative purposes.

At September 30, 2002 the Company has not engaged in any transactions that would be considered derivative instruments or hedging activities.

Loss Per Share
In June 1999, the Company adopted Statement of Financial Accounting Standards Statement (SFAS) No. 128, Earnings Per Share. Basic earnings (loss) per share is computed using the weighted average number of common shares outstanding. Diluted net loss per share is the same as basic net loss per share, as the inclusion of common stock equivalents would be antidilutive.

Principles of Consolidation
The consolidated financial statements include the accounts of the Company and its subsidiaries. All significant inter-company transactions and balances have been eliminated in consolidation.

Minority Interest
At June 30, 2002 minority shareholders held an approximately 56.52% interest in Alternative Green Energy Systems, Inc. The value for this minority interest is shown on the accompanying balance sheet.

F-8

-9-


FIRST AMERICAN SCIENTIFIC CORP.
Notes to the Consolidated Financial Statements
September 30, 2002

NOTE 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued)

Cash and Cash Equivalents
For purposes of the Statement of Cash Flows, the Company considers all short-term debt securities purchased with a maturity of three months or less to be cash equivalents.

Prepaid expenses
Prepaid expenses consist of commissions and salaries paid in advance that will be amortized as earned.

Fair Value of Financial Instruments
The carrying amounts for cash, accounts receivable, the trust account, accounts payable, and accrued liabilities approximate their fair value.